(fiduciary duty) ในการพิจารณาออกและเสนอขาย warrant โดยคำนึงถึงประโยชน์สูงสุดของบริษัทและผู้ถือหุ้นเป็นสำคัญ รวมทั้งเปิดเผยข้อมูลเกี่ยวกับลักษณะของ warrant และเงื่อนไขการใช้สิทธิให้ชัดเจน เช่น ราคาเสนอขาย อายุ
fiduciary duty (ข้อ 7 แห่งประกาศ ทธ.35/2556) และเป็นการรักษาผลประโยชน์ของผู้ถือหน่วยลงทุนโดยรวมอย่างแท้จริงแล้ว ดังนั้น เพื่อหลีกเลี่ยงกรณีดังกล่าว บลจ. จึงควรขอมติจากผู้ถือหน่วยลงทุนเพื่อเลิกกองทุนรวม
notifications; and Notification of The Stock Exchange of Thailand RE: “Information Disclosure and Practice of Listed Companies in Acquisition or Disposal of Asset B.E. 2547”. The Company, therefore, obtains duty
scheme shall submit information under (1) to securities company within the same period as that person responsible for undertaking of foreign collective investment scheme having duty to submit to investor
’ assets on a monthly basis and file it with the SEC Office within the seventh day of the following month. In this regard, business operators which have the duty to prepare and file the reports in Paragraph
’ assets on a monthly basis and file it with the SEC Office within the seventh day of the following month. In this regard, business operators which have the duty to prepare and file the reports in Paragraph
have duty to file the reports under (2) or (3) with the Office shall file such reports even though there is no transaction during such period. Clause 3/1 . In case where securities companies wish to file
as attached to this Notification by the seventh day of the following month. In this regard, the securities companies which have duty to file the reports under (2) or (3) with the Office shall file such
this Notification by the seventh day of the following month. In this regard, the securities companies which have duty to file the reports under (2) or (3) with the Office shall file such reports even
or director of derivatives exchange, or derivatives clearing house; and (b) the action taken according to (a) due to the performance of duty as a staff holding a position that affects the