found that {A} had been authorized by his client to make securities trading decisions on the client's behalf with high trading volume. The communication record showed that {A} traded the securities and
” takes place every year to recognize government organization that be able to transform itself to be high level digital government and be a role model for other government agencies. SEC as an
specified in the SEC Office Notification No. Sor Shor. 39/2553 to be in line with the current situation. The amendments aim to facilitate high potential auditors’ entry into the capital market to
the use of program trading/ high-frequency trading. The participants also discussed approaches towards developing and improving the securities industry according to international standards. This
หนี้ที่ผู้ออกอยู่ระหว่างการปรับปรุงโครงสร้างหนี้ (“restructured bond”) เป็นต้น 1.2 รองรับ distressed bond ที่แปรสภาพมาจากตราสารหนี้ที่มีความเสี่ยงสูง (high yield bond) ของกองทุน
> Business Operators > Related Forms Regulations SHARE : Detail Content Intermediaries Reporting Requirement Weekly Reports Weekly Report on the Purchase of High Turnover Securities by
2 is allowed to give advice to investors about capital market products with non-complex features and investment units or debt securities with high risks or complexity, e.g., investment units of mutual
develop a comprehensive global baseline of high-quality sustainability disclosure standards to meet investors’ information needs. • Inherited leading investor-focused sustainability disclosure standards
% ABBC, AGIX, AMPL, BNB, CEL, CTXC, GFT, GTC, HEX, HIGH, JASMY, LDO, LTO, NOIA, PHA, RNDR, SURE, TIME, TRB, VGX, WEMIX, YFII 3 50% AVINOC, META, REV, XTN 4 75% XRP 5 100% สินทรัพย์ดิจิทัลที่ไมไ่ด้มีรายชื่อ
enforced by banks, brokers, etc. • Governance by code, not by people – Nobody to hold accountable – Code is not always well-written – Velocity of transactions is very high, e.g., “flash loans” • Reliance on