and social responsibility (ESR) and respect for human rights, to increase confidence and Thai capital market standards for the benefit of sustainable growth. The seminar featured special talks by local
Customer (KYC) were inconsistent with the SEC's acceptable standards, while the sufficiency of their IT security and cyber security systems could not be verified.In addition, as a result of the application
instruction of the SEC, such kind of debt could not be legally recorded in the financial statement in accordance with the applicable accounting standards. In addition, one of the appointed legal advisor was
exchange, (2) digital asset broker, and (3) digital asset dealer ? all required to obtain an approval for operating respective businesses from the Minister of Finance and to maintain the standards specified
disclose related information in full in accordance with common disclosure standards. This is to allow investors to compare SRI Funds conveniently and have sufficient information for making informed
are still employed to continue contributing to the fund with or without the employer’s contribution; and 5. Supervision: e.g., specifying the standards for fund registration regulations and guidelines
(RegTech) ประกอบด้วยการสร้างฐานข้อมูลเพื่อการตรวจสอบ (data-driven investigation) และระบบงานดิจิตอล (digital regulator)5) รับมือภัยคุกคามทางไซเบอร์ ด้วยมาตรฐานตลาดทุน (market-wide standards) และการซ้อมแผน
Thailand for raising awareness in capacity building and development to be on par with international standards and for supporting the CFA Institute Research Challenge,? revealed SEC Secretary-General Vorapol
excessive investment risks, which may impact their savings for retirement. The revision will support provident funds in providing employee?s choice program and be in line with international standards
-2025 รวมถึงได้รับทราบและจัดให้มีการแลกเปลี่ยนมุมมองต่อการพัฒนามาตรฐานการเปิดเผยข้อมูลต่อผู้แทนของ International Sustainability Standards Board (ISSB) ที่เข้าร่วมประชุมทั้งนี้ ก.ล.ต. ไทยในฐานะผู้นำคณะ