process is to prevent the Company from being bankruptcy and to maintain the right and shareholdership, especially retail investors in the stock market, from losing all the money invested if the Company
. The entering into business rehabilitation process is to prevent the Company from being bankruptcy and to maintain the right and shareholdership, especially retail investors in the stock market, from
effective system to prevent such conflict; and (b) the most recent financial statement of the applicant shall be audited with an opinion of auditor approved by the SEC Office. 6 Amended by the Ministerial
control system; (c) information security system to prevent unauthorized and unrelated persons from accessing or amending information as well as from ascertaining non-public information between the service
security system to prevent unauthorized and unrelated persons from accessing or amending information as well as from ascertaining non-public 4 Amended by the Notification of the Capital Market Supervisory
notification to protect any acts that may create conflict of interest, specified operating system to prevent such acts including measure on entering into transaction of management company to protect the benefit
. Therefore, the Office hereby deems appropriately specifying this notification to protect any acts that may create conflict of interest, specified operating system to prevent such acts including measure on
portfolio for risk management in case the securities underwriter issues an instrument in category of its underlying regarding underwrited securities only if such underwriter has provided a system to prevent
underwriter issues an instrument in category of its underlying regarding underwrited securities only if such underwriter has provided a system to prevent conflict of interest under the Notification of the