) โดยเป็นพหุภาคีประเภท Signatory A ใน Multilateral Memorandum of Understanding Concerning Consultation and Cooperation and the 
. The evidence obtained through the cooperation between a foreign authority and the SEC Office may be used in any legal proceedings. Section 54 . Any information, facts, documents and evidence which the
Activity Report 2016_En INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2016 INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2016 Executive Summary...................02 Quality Assurance Review Panel................04 Activities for Enhancing Audit Quality...................05 Summary of Audit Inspection Results A. Firm Level...................08 B. Engagement Level...........................28 Root Cause Analysis...................42 Framework and Focuses in 2017...................44 Essential St...
Collective Investment Schemes (2) เป็นการลงทุนของกองทุนรวมภายใตโ้ครงการ Asia Region Funds Passport โดยตอ้งจดัการลงทุนและปฏิบติัใหเ้ป็นไปตาม Annex 3 : Passport Rules ของ Memorandum of Cooperation on the
แบบแสดงรายการข้อมูลการเสนอขายหลักทรัพย์ (Unofficial Translation) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. - 21 - FORM 56-1 One Report (Attached to Notification No. Tor Jor. 55/2563) Applicable to the Financial Year Ending 31 December 2021 onwards Annual Registration Statement / Annual Report Form 56-1 One Report Form 69-1 1 September 2020 Note : This annual registration statement / annual report (Form 56...
แบบแสดงรายการข้อมูลการเสนอขายหลักทรัพย์ (Unofficial Translation) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. SEC Classification : ใชภ้ายใน (Internal) FORM 56-1 One Report (Attached to Notification No. Tor Jor. 55/2563) Applicable to the Financial Year Ending 31 December 2021 onwards Annual Registration Statement / Annual Report Form 56-1 One Report Form 69-1 1 September 2020 Note: This annual registration s...
of Cooperation on the Establishment and Implementation of the Asia Region Funds Passport (3) กรณีเป็นหน่วยลงทุนของกองทุนรวมที่มุ่งเนน้ลงทุนแบบมคีวามเส่ียงต่างประเทศ ตามประกาศการลงทุนซ่ึงมิใช่กองทุนรวม
. The evidence obtained through the cooperation between a foreign authority and the SEC Office may be used in any legal proceedings. Section 54. Any information, facts, documents and evidence which the
that investment in light of its own circumstances. In particular, each potential investor should: (i) have sufficient knowledge and experience to make a meaningful evaluation of the Notes, the merits and
recession due to the COVID-19 pandemic. Economic activity was crippled almost across the board in light of lockdown measures implemented in several countries to contain the viral transmission. Financial