custodial wallet provider, and other provisions related to digital asset business operations. The amendments aim to ensure adequate and appropriate oversight mechanisms for digital asset businesses
, how does the firm inform its personnel or what kind of process that the firm use to ensure that its staff evaluate clients risk? 5 Regarding integrity checks does the firm’s conduct, for example
separation of the role of chairman and CEO in order to ensure an appropriate balance of power between the board of directors and the management. UPDATE: The SEC has issued the Notification of the Capital
) to ensure that the Thai capital market supervision is in line with international standards. Besides, certain regulations will be revised to cope with systemic risks and volatility of capital flows
financial disclosure, currently in development by the ISSB, it is also in every company’s interest to ensure they are disclosing in line with the framework.” Ruenvadee Suwanmongkol, Secretary-General of the
issued securities to investors and the public and the rules relevant to listed companies on the SET and the mai. This is to ensure clarity on the characteristics of business undertaking that may be deemed
separation of the role of chairman and CEO in order to ensure an appropriate balance of power between the board of directors and the management. UPDATE: The SEC has issued the Notification of the Capital
, 2019 onward. Revision has been made for escrow agent transactions to ensure increased flexibility; the Escrow Regulation Committee has been given more powers and obligations in supervising and
the capital market were taken care of to ensure that they would be able to continue functioning seamlessly. In this regard, building a quality financial reporting system in compliance with international
Officer (“CFO”), chief accountant, the audit committee and the personnel of the SEC. To maintain financial reporting quality in accordance with the Financial Reporting Standards and to ensure useful