generating new opportunities to increase revenues. In terms of customer base expansion, financial innovation has created new forms of financial services which enable banks to explore new business opportunities
, if such application and evidential documentation have been submitted completely and accurately in accordance with the forms and procedures before this Notification comes into force, the granting of
stock exchange or derivatives exchange , the intermediary shall accept such orders only in any of the following cases: (a) trading orders of investment units ; (b) subscription forms for securities at the
) trading orders of investment units; (b) subscription forms for securities at the places and by the methods specified in the prospectus and the registration statement. In cases where the capital market
forms and procedures before this Notification comes into force, the granting of approval shall continue to be in accordance with the repealed notification thereof and the related notifications. Clause 46
UNOFFICIAL TRANSLATION Codified up to No. 10 As of 24 October 2018 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on Personnel in the Capital Market Business ____________________________ By virtue of Section 16/6 and Section 113 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and Exchange A...
concerning subsequent issues of other forms or series of debt securities; and g. covenant concerning any right to create additional charges over any of the assets. 2. For secured debt securities, other
completely and accurately in accordance with the forms and procedures before this Notification comes into force, the granting of approval shall continue to be in accordance with the repealed notification