. Clause 3 The preparation and disclosure of information in the financial statements shall comply with the accounting standards specified by the Law on Accounting. 2 In cases where the preparation or
Order No. 2/2021 Dated 21/12/2021 Bitkub Online Company Limited Bitkub Online Company Limited (“Bitkub”), a digital asset exchange, failed to comply with the rules, conditions and methods of trading
followings: 1. I certify that the audit firm has audit quality control system which is sufficient and reliable for supervising its auditors’ work to comply https://publish.sec.or.th/nrs/8264p.doc 6564p.doc
consideration the benefits of customers and stakeholders. Additionally, the current DA operators will be required to comply within 180 days from the effective date of the regulations; (2) Qualifications of
executive at any securities issuing company and securities company for 12 months each. The banning period shall begin from the date when each offender signs the letter of consent to comply with the civil
consent to comply with the civil sanction. In case any of the offenders refuses to comply with the civil sanction imposed by the Civil Sanction Committee, SEC will submit the case for the public
investor contact for one month, starting from August 10, 2011 and reprimands {B} and {C} on their actions and records their misconducts for reference in case they do not comply with the standards of conduct
to take trading orders from a person who was not the account's owners and did not supervise subordinates to comply with regulations. The SEC, therefore, suspended {C} from his investor contact status
understanding and acknowledgement.In any case, failure to comply with the SEC's order above is liable to violation or failure to comply with Section 58(1) of the Securities and Exchange Act B.E. 2535 (1992)(SEA
before concluding that there was no need for additional provision of allowance for doubtful accounts. Her audit performance, therefore, did not comply with the auditing standards. (2) Prawit Wipusirikup