statement. 2. Provide the disclosure in a separate section titled “Risk Factors” and separate different types of risk factors into different subsections. 3. In case of offering for sales of unusually risky
of which a client may make a short sale in a margin account, at any time, including a brokerage fee; 5“capital fund” means the total value of: (1) shareholders’ equity according to the Financial Status
experience obtained. 1.16 If a CRA uses separate analytical teams for determining initial credit ratings and for subsequent monitoring of existing credit ratings, each team should have the requisite level of
in contacting investors in each category the company is required to assign separate personnel to do the task. This causes inflexibility in providing services to investors and overlapping with respect
exceeding 35 percent in aggregate to not exceeding 49 percent in aggregate of the total number of shares sold; (2) be in accordance with the Announcement of the National Council for Peace and Order No. 74
shares under the specific objective basis to specific investors (Private Placement) from not exceeding 35 percent in aggregate to not exceeding 49 percent in aggregate of the total number of shares sold
:..........................................(“…Trading Symbol…”) Industry:………….................... Number of Offering Shares:............………………….amounting to ……….% of the Company’s total issued and paid-up shares after the completion of this offering
percent of total number of shares with the voting right of the issuer who issues underlying shares; (2) having more than 25 percent of their total number of shares with voting right held, directly or
by a company having all of the following characteristics: 1. investing in the assets under (a) (b) (c) or (d) collectively not less than seventy five percent of the company’s total asset value or