SHARE : SEC Board resolves to propose the revocation of Zipmex digital asset business license for Finance Minister’s consideration Friday 23 February 2024 | No. 44 / 2024 Bangkok, 23 February 2024 – The
SHARE : SEC suspends three investment consultants for failing to perform duties with responsibility Thursday 28 March 2019 | No. 34 / 2019 Bangkok, 28 March 2019 – The SEC has suspended approval of three
Distribution of Newly Issued Shares and Share Warrants by Issuer
trading LIVE shares and converting share warrants of the persons under (8) and (9). Case 2: Seeking improper benefits from the rental and buy-back of advertising billboards The persons under (1) - (3
for the same securities at the same prices. Disguising that the confirmation on security deposit was made by the client was failure to perform duties with honesty whereas trading securities and
client and {B}, an equity investment consultant , was suspended for failure to perform duties with responsibility and due care as the capital market professional, respectively.Following the complaint
Bangkok, March 16, 2015 ? The SEC suspended Napat Pipattaraauksorn, a capital investment consultant, for trading securities and derivatives on behalf of clients, failure to perform duties with
tax plus a fine.BBL has already paid compensations for the damage incurred to both customers before closing the complaint cases.The demeanor of {A} was a failure to perform duties with responsibility
urgently solve its problems, such as loan defaults and failure to prepare an submit financial statements to the Stock Exchange of Thailand (SET) to avoid a possible delisting from the SET and mitigate
trading order and the similar failure was found during the second investigation, in case of another client. Failure to record the securities trading orders was in violation of the Notifications of Capital