Principles About Us SHARE : Detail Content SEC Working Principles Code of Governance Auditing Mechanism and Balances SEC Code of Ethics SEC Anti-Corruption Policy The SEC values Code of
> Establishment of Mutual Funds > Filing an application Regulations SHARE : Detail Content Establishment of Mutual Funds 1. Filing an application A mutual fund management company may submit an application
> Management of Mutual Fund > Preparation of mutual fund reports Regulations SHARE : Detail Content Management of Mutual Fund 9. Preparation of mutual fund reports Submit to the SEC Disclose on the
Fund > Management of Mutual Fund > Procedure for dissolution of mutual fund Regulations SHARE : Detail Content Management of Mutual Fund 19. Procedure for dissolution of mutual fund 19.1 Causes for
SHARE : SEC chief shares vision for balancing the roles as regulator and developer of capital and digital asset markets Tuesday 10 October 2023 | No. 181 / 2023 Bangkok, 10 October 2023 – The Secretary
SHARE : SEC amends regulations prohibiting securities issuers / listed companies from possessing characteristics of an investment company Tuesday 2 January 2024 | No. 1 / 2024 Bangkok, 2 January 2024
SHARE : SEC supports asset management companies? competitiveness Monday 12 January 2015 | No. 5 / 2015 Bangkok, January 12, 2015 ? The SEC supports asset management companies to raise their
SHARE : SEC public hearing on draft regulations defining the terms, “executive” and “business in the group” under the Digital Asset Businesses Law and the Securities Law Thursday 2 April 2020 | No. 71
SHARE : SEC public hearing on proposed amendment to repo / reverse repo agreement regulations Thursday 9 April 2020 | No. 75 / 2020 Bangkok, 9 April 2020 – SEC is seeking public comments on the proposed
SHARE : SEC public hearing on proposed amendments to digital asset business rules in line with industry developments and current market environment Wednesday 8 July 2020 | No. 129 / 2020 Bangkok, 8 July