revise the ability to pay debt and total exposure of each client on a regular basis. 24 The securities company must retain the related documentary evidence as prescribe in the first paragraph and the
and controlling person up-to-date, as well as revise the ability to pay debt and total exposure of each client on a regular basis. 24 The securities company must retain the related documentary evidence
-General Office of the Securities and Exchange Commission Chairman Capital Market Supervisory Board Remark: The rationale for issuing this Notification is to revise the characteristics determined as
regularly revise the suitability of the credit rating selected, specifically, in the case where credit rating assessed by other credit rating agencies is changed. Securities company shall make and keep
credit rating assessed by credit rating agencies; (4) shall regularly revise the suitability of the credit rating selected, specifically, in the case where credit rating assessed by other credit rating
credit rating assessed by credit rating agencies; (4) shall regularly revise the suitability of the credit rating selected, specifically, in the case where credit rating assessed by other credit rating
committed, planned and announced. Such forward-looking statements speak only as at the date of this document, and the Company does not undertake any duty or obligation to supplement, amend, update or revise
-date, as well as revise the ability to pay debt and total exposure of each client on a regular basis. The securities company must retain the related documentary evidence as prescribe in the first
invests mainly in equities, the risk spectrum should point toward Equity Fund (level 6). In addition, if the fund adjusts the investment proportion significantly, the CIS Operator should revise the risk
point toward Equity Fund (level 6). In addition, if the fund adjusts the investment proportion significantly, the CIS Operator should revise the risk level of the fund Investors who seek to diversify his