intermediary shall identify clearly 7 that such branch will provide services through online only; (2) prepare readiness of sufficient personnel and other resources for operation of a branch office, including
ensure that the IT asset management meets the following criteria: (1) identify persons or units responsible for each type of IT assets over the whole asset lifecycle; (2) establish the terms for acceptable
into consideration to identify the severity of behaviors under the first paragraph hereof shall be mutatis mutandis in accordance with the Notifications of the Office of the Securities and Exchange
consideration to identify the severity of behaviors under the first paragraph hereof shall be mutatis mutandis in accordance with the Notifications of the Office of the Securities and Exchange Commission
client, by arrange to have documents which can identify its client or the authorized officer of client in case of juristic person. The provision in the first paragraph shall apply to the counter trader
16/1.16 17 A securities company shall get to know its client, by arrange to have documents which can identify its client or the authorized officer of client in case of juristic person. 16 Amended by