Miss Naraporn Chuvessiriporn Between March 18, 2008 and October 9, 2008, Miss Naraporn Chuvessiriporn colluded or agreed with other persons to continuously trade shares of Thaiyuanmetal Pubic Company

Miss Nacharat Sirithep Between March 18, 2008 and October 9, 2008, Miss Nacharat Sirithep colluded or agreed with other persons to continuously trade shares of Thaiyuanmetal Pubic Company Limited

Orbix Trade Company Limited Between January 30, 2023 to May 30, 2023, Orbix Trade Company Limited ("Orbix"), a digital asset exchange which was named Satang Corporation Company Limited at

persons to continuously trade shares of Thaiyuanmetal Pubic Company Limited (TYM) (now known as The Steel Pubic Company Limited (THE)) through 9 securities trading accounts. They traded TYM shares in the

(SSI) via internet trading system to resulting in trading such share which was not consistent with normal market in order to lure general public to trade such share. SEC Act S.243(2) Settlement

information about the funds’ investment plans to trade securities for her personal or other persons’ gains (front running). The Criminal Court dismissed the lawsuit. SEC Act S.315 in conjunction with 311

using information about the funds’ investment plans to trade securities for his personal or other persons’ gains (front running). The criminal case is closed because the alleged offender died. SEC Act

นายสุนทร บุญเนื่อง นายสุนทร บุญเนื่อง ในฐานะกรรมการของ Bill Trade Co.,Ltd. ซึ่งประกอบธุรกิจหลักทรัพย์ประเภทนายหน้าซื้อขายหลักทรัพย์โดยไม่ได้รับอนุญาต โดยเป็นผู้สั่งการหรือกระทำการของบริษัท จึงเข้า

trading such share which was not consistent with normal market conditions in order to lure general public to trade such share. SEC Act S.243(2) Settlement Committee Meeting No. 3/2016 Settlement

Mr. Soonthorn Boonnueng Mr. Soonthorn Boonnueng as the Director responsible for the operation of Bill Trade Co.,Ltd operated securities brokerage businesses without proper licenses granted