personnel responsible for providing securities services (front office) from those responsible for operational function (back office), and shall put in place a check and balance system among personnel of such
transactions have a maximum size in aggregate of 35.66 percent according to the calculation by the size of the total value of the consideration paid, (including transaction which takes place for 6 months earlier
transaction which takes place for 6 months earlier, which when calculation by the size of the total value of the consideration paid equal to 7.56 percent). The transactions are considered as a type 2
Scheme, see www.climatebonds.net/standard. 1.7. Revisions to these Criteria These Criteria will be reviewed within three years of launch, at which point the TWG will take stock of issuances that arise in
of the consideration paid, (including transaction which takes place for 6 months earlier, which when calculation by the size of the total value of the consideration paid equal to 7.56 percent). The
the amount of THB 54,000,000 Million. The use of proceeds for these purposes is scheduled to take place within 2019. Such change of the purposes of use of proceeds from IPO under Item A.) is regarded as
purposes is scheduled to take place within 2019. Such change of the purposes of use of proceeds from IPO under Item A.) is regarded as the use of proceeds in relation to existing business disclosed in the
has therefore put in place a robust conflict management framework that specifically addresses the need for analyst independence, consistency of process, structural separation of commercial and research
whether one or more administrative sanctions will be determined, the authority shall take into consideration the following factors: (1) nature of unlawful act which, in general, shall be considered from- 5
the firm has designated Ethics Partner who takes responsibility of all independence issues? If yes, Does he/she have the seniority, experience, authority and resources and take responsibility for the