offenders with the ECD Police for further legal proceedings. Anyone who may have been affected by their unlicensed securities business operation can give additional information for the benefit of the ECD

process. The SEC, therefore, filed the criminal complaint with the ECD Police for further legal proceedings.  In any case, filing a criminal complaint commences the criminal justice administration whereby

further legal proceedings. Anyone who may have been affected because of his unlicensed securities business operation should give their accounts for the ECD Police?s further investigation and procecution by

and digital assets. If a violation of law is found, further legal proceedings will follow,” added SEC Secretary-General Rapee.  -----------------------------

guidelines in detail regarding the consideration of cases involving severe legal violation or causing severe and significant effects.In addition, the amendments to the IPO regulations apply to both Thai and

. Saard Theerarojanawong. Members include representatives from public and private organizations, e.g., the Legal Execution Department, the Federation of Thai Capital Market Organizations, the Association of

securities, and enhance investors’ confidence.  According to the proposed regulations, the terms, “executive” and “business in the group” would be defined in accordance with the legal presumption under the

), may be subject to legal proceedings and penalties of fine and imprisonment. In case of liable offenses under other laws, SEC will cooperate with relevant agencies for further proceedings

Administration Department, Stakeholder Relations Department and Capital Market Promotion Center. Newly appointed Assistant Secretary-General Nataya Niyamanusorn manages this Division.           2.3 Legal Counsel

legal requirement on minimum face value of debentures may be too high and hinder retail investors to access debt markets, or the prohibition of set-off can cause unnecessary procedures and fees to issuer