neither compared the purchase and sale prices of the related party transactions to market prices, nor explained whether or not the price differences were reasonable.Later, TIES requested for postponement of

statements of securities companies in the category of Non-public Accountable Entities (NPAEs); and ?4.? To report financial transactions related to agricultural derivatives business more appropriately.? The

derivatives trading decisions on the client's behalf.  Upon her client's inquiry, she then informed the client of the transactions which the orders had already been entered or executed. {A} had obtained such

SALEE shares from April 2 to October 9, 2007. The trading was in the manner that inflated and stabilized the share price as well as matched orders among those accounts. The transactions resulted in

. The REIT supervision would be relatively similar to that of listed companies. For instance, an acquisition or disposition of key assets and related-person transactions must be approved by the trustee

more efficient supervision on derivative businesses, especially in the areas of relevant transactions and industries which will be beneficial to investors and development of Thai economy.? Wanchai

the transactions. Failure to record the client's securities trading orders and obtaining authorization to make securities trading decisions on behalf of the client are, respectively, in violation of

, the first and third quarters of 2013, and the year 2013 in order to avoid revealing the details of his related persons who entered into share trading transactions with RAM during 2012-2013. The public

Engineering and Service Company Limited (ESES) directors, assisted and supported the execution of such trading transactions. This case is in the process of inquiry by the special case inquiry official. SEC

Service Company Limited (ESES) directors, assisted and supported the execution of such trading transactions. ESES is deemed under control of Mr. Saran This case is in the process of inquiry by the special