the assessment process to evaluate the qualifications of the applicants seeking licenses to operate digital asset businesses. If an applicant is qualified, SEC will propose Minister of Finance to
การจัดสัมมนาครั้งนี้ ตั้งใจให้บริษัทจดทะเบียนเข้าใจว่า แม้จะมีข้อกำหนดให้เปิดเผยการมีกระบวนการทบทวน (self-assessment) การนำ CG Code ไปปรับใช้ในแบบ 56-1 แต่แท้จริงแล้ว การเปิดเผยข้อมูลดังกล่าวเป็นเพียง
diligence on the projects, verify investors’ identities and status, and conduct risk assessment of investors. Issuing of each ICO can be offered the unlimited amount to institutional investors, ultra-high
(Vulnerability Assessment) และการทดสอบการเจาะระบบ (Penetration Test) เป็นต้น(6) ปรับปรุงข้อกำหนดในการบริหารจัดการบุคคลภายนอก (Third Party Management) โดยขยายขอบเขตให้ครอบคลุมผู้ให้บริการด้านเทคโนโลยีสารสนเทศ ผู้
provision and at least once a year thereafter. In addition, digital asset business operators must conduct a cyber resilience assessment every year. Regarding custody of clients’ digital assets, the SEC
from the latest Financial Sector Assessment Program (FSAP) in 2019, requesting SEC to amend the Securities and Exchange Act to impose sanctions on the audit firms in the capital market.“In addition
that those personnel must be equipped with knowledge, capability and approved by the SEC. The business operators must apply necessary assessment procedures to ensure that their investment consultants
assessment of the Provident Fund Act B.E. 2530 (1987) should be considered in concurrent with the proposed amendment to further support the development of the law and related regulations. The SEC is therefore
(2021), for instance, vulnerability assessment and penetration test; (6) Strengthen the third-party management section by expanding the scope to include service providers or business partners having a
information for investment decision making such as condition of non- guaranteed by the Ministry of Finance, source of fund for debt repayment and business nature for risk assessment. Like private issuers