fundraisers. Currently, there are several companies interested in applying for an approval to operate a debt funding portal business. In addition, the SEC has amended the overall crowdfunding requirements
under Clause 31(1) of the Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on Capital Market Business Personnel dated 3 June 2014, as amended by the Notification of
Section 57 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and Exchange Act (No. 5) B.E. 2559 (2016), and thus liable to the imposition of civil sanctions under Paragraph 2
, which is deemed a predicate offense under the amended Anti-money Laundering Act B.E. 2542 (1999). In any case, filing a criminal complaint commences the criminal justice administration process whereby
Bangkok, September 20, 2016 ? The SEC has amended the rules governing the advertisement and disclosure of information on trigger funds to facilitate investors? thorough understanding of the key
recently approved transfer of PVD to RMF to support long-term savings and investment of employees. The governing regulations amended by virtue of the Provident Fund Act (No.4) B.E. 2558 (2015) will come into
Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on Personnel in the Capital Market Business dated 3 June 2014, as amended by the Notification of the Capital Market Supervisory Board No
Characteristics of Company Directors and Executives, dated 23 January 2017, which was issued by the virtue of Section 89/3 and Section 89/6 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the
Lor Thor. 8/2557 Re: Rules on Personnel in the Capital Market Business dated 3 June 2014, as amended by the Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 48/2560 Re: Rules on
decision on appropriate forms of alliance with foreign counterparts to support future trading linkage;2. Supervision of Securities Business: Licensing provisions would be amended to grant the Securities and