Re: Rules and Procedures for Complying with the Notification Regarding the Acquisition of Securities for Business Takeovers
Acting in concert as a result of the nature of a relationship or behaviour and requirements under Sections 246 and 247
Rules, Conditions and Procedures for Establishment and Management of Mutual Funds (No. 4)
Rules, Conditions and Procedures for Operational Control in Underwriting of Securities (No. 2)
Rules on Undertaking Derivatives Business for Licensed Derivatives Advisors
Rules, Conditions and Procedures for Controlling Operation of Securities Underwriting (No. 3)
Offer for Sale of Newly-issued Securities to Directors or Employees
Offer for Sale of Securities Issued by Foreign Company to Directors or Employees of Foreign Company or Conglomerate in Thailand
Provisions on Issuance for Sale of Sukuk and Disclosure of Information
Providing Compliance Unit of an Intermediary