, with focus on related party transactions, disclosure of beneficial ownership and control; Organising the structure of enforcement authorities to allow effective and coherent action of the agencies
additional information and facilitate the SEC Office’s officials or assignees in conducting a site visit and inspection over the audit quality control system of the audit firm where I work for, for the benefit
greater responsibilities in quality control,? Rapee added.
17, 201, while there is no differences of management control in APU. Nonetheless, the Independent Financial Advisory (IFA) confirmed its previous opinion that shareholders should not approve it. The
be assisted in transition throughout the process by capital market professionals, including business restructuring, arrangement of proper internal control systems as well as preparation of accurate
must be made to the operations system, the accounting system, the database, and the internal control system. Training on accounting knowledge must be provided from the origin, in order to accommodate
หลักเกณฑ์ต่อไป โดยมีสาระสำคัญ ดังนี้(1) ปรับปรุงหลักเกณฑ์การประกอบธุรกิจสินทรัพย์ดิจิทัลสำหรับผู้ประกอบธุรกิจทุกประเภท ได้แก่ (1.1) ด้านการกำกับดูแลและควบคุม (governance and control) ซึ่งรวมถึงการ
determine internal control measure as a part of their corporate culture. Boards and executives should be aware of necessity to create and foster this corporate culture in order to upgrade standards and
).Moreover, SEC is considering allowing asset management companies to organize meetings via electronic platforms, provided that there is a proper control system to ensure IT security for online meetings