หลักทรัพย์ที่ต้องติดตามตรวจสอบและจำกัดการทำธุรกรรม Watch List (WL) Restricted List (RL) (“WL/RL”) มีการมอบหมายหน่วยงานที่มีความเป็นอิสระในการกำกับดูแลจัดทำบัญชี Watch List (WL) Restricted List (RL) (“WL
our promotion of overseas investments, strengthened enforcement on insider trading, share manipulation, executive misconducts, accounting frauds, false documentation of securities issuance and offering
20T H ANNIVERSARY 1 Securities and Exchange Commission, Thailand Annual Report 2012 SEC ANNUAL REPORT 20122 THE YEAR OF CHANGE The year 2012 was the time for change to become the visionary partner whose balance between proactive and preventive approaches has led to stakeholders’ confidence in the Thai capital market. THE YEAR OF CHANGE 20T H ANNIVERSARY 1 02 MESSAGE FROM THE CHAiRMAN 04 MESSAGE FROM THE SECRETARY-GENERAl 06 SEC BOARd 09 CApiTAl MARkET SupERviSORY BOARd 12 ExECuTivE OFFiCERS 13 O...
SECURITIES AND EXCHANGE COMMISSION, THAILAND ANNUAL REPORT 2014ANNUAL REPORT 2014 CONTACT INFORMATION This report can be downloaded from www.sec.or.th For more information about this report, please contact: SECURITIES AND EXCHANGE COMMISSION, THAILAND 333/3 Vibhavadi-Rangsit Road, Chomphon, Chatuchak, Bangkok, Thailand 10900 Tel. 1207 or +66 2695 9999 e-mail: info@sec.or.th This 2014 Annual Report is about policies, strategies and performance of the SEC. We aim to supervise and develop the Thai...
ควำมผิดพลำดใน กำรเปรียบเทียบ (false match rate : FMR) ในระดับต่ ำ อย่ำงไรก็ดี กำรเทียบภำพถ่ำยลูกค้ำกับภำพถ่ำยบนบัตรประชำชนยังมีควำมเสี่ยงที่ผู้ประกอบธุรกิจควร ค ำนึงถึงคือ กำรปลอมรูปบนหน้ำบัตรประชำชน
damage to properties, creditors or the public; 3. failing to perform duty with responsibility, due care and loyalty; 4. intentionally making false statements or concealing material facts which should have
แบบแสดงรายการขอมูลการเสนอขายตราสารหน้ี (รายครั้ง) (แบบ 69-DEBT-PO-GOV.AGENCY) บริษัท........... (ช่ือไทย/อังกฤษของผูเสนอขายตราสารหน้ี) ............. เสนอขาย ......................................................................................................................... ......................................................................................................................... ....................................................................................................
different from the Opinion of the Board of Director in accordance with clause 7 -NIL- 12. Accuracy of Information The Company has disclosed complete and accurate information, not false, made another mistake
contemporarily receive compensation, which shall alleviate the damage caused by false policies of the former executives of the Enclosure Page 12 Company (which the current Board of Directors and executives have
document and electronic form shall contain the correctly consistent statement and shall not contain any false statement or conceal any material facts which should have been stated. Clause 40 The securities