party. 3 Clause 7 The management company may use the asset of the infrastructure mutual fund as collateral under loan agreement as prescribed in this Notification. Clause 8 This Notification shall come
Notification shall come into force as from 16 May 2015. Notified this 9th day of April 2015. (Mr. Vorapol Socatiyanurak) Secretary-General Office of the Securities and Exchange Commission
has already submitted documents under (1) and (2) of the first paragraph. Clause 2 This Notification shall come into force as from 1 January 2009. Notified this 24th day of December 2008. - Signature
herein. (Translation) -3- Clause 10. This Notification shall come into force as from 16 June 2010. Notified this 25 th day of May 2010. -Signature- (Thirachai Phuvanatnaranubala) Secretary-General Office
same legal entity or investment management project, in the same type, issue, features and comparable quantity to lender. Clause 3 This Notification shall come into force on the date following its
(f) changes to policies and procedures C2 Does the firm have channels for firm personnel to raise any concerns in a manner that enable them to come forward without fear of reprisals? If yes, please
information on the misconduct of the five investment consultants. Investors are strongly advised to exercise discretion in making investment decisions and should be aware that fund products come with different
will replace mobile banking. Others like Alibaba, Google, Tencent and Amazon may come to compete with LibraImpacts to the Public Sector: The public sector may not be able to collect data for fiscal
chairman but was objected by certain IFEC shareholders. Meanwhile, the company's situation is unresolved, and the current directors have yet to come up with a solution. The SEC views that IFEC directors
transactions even though the client did not come to the trading room to order the transactions herself to earn compensation at a higher amount than she should have actually received. {A}’s acts were deemed as