held regularly at IOSCO-APRC future meetings because this is one tangible way for us regulators to help one another,? he said. During the meeting on November 24, the SEC, Thailand signed a Memorandum
The Office of the Securities and Exchange Commission (SEC) and the Federation of Capital Market Organizations (FeTCO) are two key bodies hosting the Capital Market for Students 2006 Program. This is
, the executive responsible for the operation of Chartered Asset Management Co., Ltd., Bowen Reece Co., Ltd., Harvey Dunbar Co., Ltd., CJB Asia Co., Ltd. and Desktop Marketing Co. Ltd., (2) Matthew
placement (PP), must clearly determine, in the terms and conditions of such convertible debentures, an agreement on damages arising from the company?s failure to provide sufficient amount of shares for
Bangkok, March 17, 2014 - The SEC suspended {A}, a capital market investment consultant of Globlex Securities Company Limited, for trading derivatives contracts on behalf of client.The SEC probed
Bangkok, August 26, 2014 ?The SEC is seeking public comment on proposed common offering rules for new financial products not falling within a scope of any existing rules. Introducing the common rules
Bangkok, February 26, 2014 ? The SEC is seeking public comment on proposed rule on the classification of mutual funds based on net exposure. The classification will be used for fund performance
Bangkok, August 10, 2009 ? The SEC urges investors to use discretion in using unverified news information, especially the one claimed to be from news sources, since it is likely to be untrue. With
campaign to help such entities prepare for the upcoming adoption of international accounting standards. The Accounting Standards-Setting C0mmittee is in the process of revising current Thai accounting