regulations under Chapter 7/1. Clause 4 In the case where there is a necessary and reasonable ground, the SEC Office may grant a waiver for an intermediary from complying with any rule under this Notification
terms and conditions, which is reasonable and in arm’s length basis. The new interest rate would be 8.50% with tenor not exceed 10 years. In this connection, the Board of Directors’ Meeting has approved
; 3. it is reasonable and concluded on a fair price; 4. the expenses of which to be incurred by the trust (if any) is charged under a fair and appropriate rate; 8 5. when an acquisition of an
determinant of the degree to which shareholder rights are protected is whether effective methods exist to obtain redress for grievances at a reasonable cost and without excessive delay. The confidence of
high-risk or complex characteristics outside the offices of intermediaries shall comply with the regulations under Chapter 7. Clause 4 In cases where there is a necessary and reasonable ground, the SEC
following information: (1) What investment ratio in such derivatives or structured notes has the mutual fund specified? (2) What is the negative impact, under reasonable assumptions and confidence, from