such transaction. Clause 10 In the case where an intermediary has a reasonable ground to enter into a transaction for a client with the intermediary itself or a connected person in accordance with Clause
a negligence of reasonable performance of duty in supervising persons under the line of command to refrain from violating or failing to comply with the laws governing securities and exchange or the
standards as stipulated by an association under the Office’s approval; (18) Performing the management duty in a manner that indicates a negligence of reasonable performance of duty in supervising persons
standards as stipulated by an association under the Office’s approval; (18) Performing the management duty in a manner that indicates a negligence of reasonable performance of duty in supervising persons
subscribers within a reasonable period. Clause 5. Regarding the registration of a pool of assets as a mutual fund, the management company must provide details of the results of the offering of investment units
payments for subscription for investment units to subscribers within a reasonable period. (Translation) 4 Clause 5. Regarding the registration of a pool of assets as a mutual fund, the management company
subscribers within a reasonable period. (Translation) 4 Clause 5. Regarding the registration of a pool of assets as a mutual fund, the management company must provide details of the results of the offering of
prescribed by the Office to the Office within seven days from the date on which the respondent receives the name list. If the Office is of opinion that there is a reasonable ground for the challenge, the
list. If the Office is of opinion that there is a reasonable ground for the challenge, the precedure under (1) and (2) shall be applied mutatis mutandis until the selection of the arbitrator from the
list. If the Office is of opinion that there is a reasonable ground for the challenge, the precedure under (1) and (2) shall be applied mutatis mutandis until the selection of the arbitrator from the