. A n n u a l R e p o r t 2 0 0 6 17 ë Handling of Complaints Against SEC Staff The SEC implemented a quick and thorough procedure for effective handling complaints against the SEC staff to assure
project, which delays due to change in policy on procedure and the license approval process of the licensing agency, which is the Department of Energy, Ministry of Energy, the Philippines. It is still in
, which delays due to change in policy on procedure and the license approval process of the licensing agency, which is the Department of Energy, Ministry of Energy, the Philippines. It is still in the
group of targeted potential investors, the registration statement shall state the following information to the extent applicable to the offering procedure: 1. The time period during which the offer will
, 2016 Chapter 2 Application of License and Issuance of Derivatives Business License _____________ Clause 10 An applicant shall file an application with the Office in accordance with form and procedure
Chapter 2 Application of License and Issuance of Derivatives Business License _____________ Clause 10 An applicant shall file an application with the Office in accordance with form and procedure together
Chapter 2 Application of License and Issuance of Derivatives Business License _____________ Clause 10 An applicant shall file an application with the Office in accordance with form and procedure together
. 4) B.E. 2557 8 Chapter 2 Application of License and Issuance of Securities Business License Clause 12 The applicant shall file an application with the SEC Office in accordance with form and procedure
a procedure for seeking an approval from the board of directors of the intermediary or the committee assigned by the board of directors thereof before proceeding with such subcontracting. (5
approval from the SEC office under Clause 12; (b) there shall be a procedure for seeking an approval from the board of directors of the intermediary or the committee assigned by the board of directors