submit an application for approval to the SEC Office together with accurate and complete evidentiary documentation in accordance with the Licensing Manual for the Public: (1) offering innovative financial
แสดงถึงแนวทางการบริหารบริษัทในกลุ่มธุรกิจทางการเงินซึ่งรวมถึง บริษัทหลักทรัพย์ที่ขอผ่อนผัน เช่น คู่มือนโยบายบริหาร (policy manual) คู่มือการปฏิบัติงาน (procedure manual) คู่มือการกำกับดูแลการปฏิบัติงาน
with the correct and complete evidentiary documentation according the Licensing Manual for the Public, and the Securities and Exchange Commission shall complete the consideration process within thirty
Office receives the application together with the correct and complete evidentiary documentation according the Licensing Manual for the Public, and the Securities and Exchange Commission shall complete the
Office receives the application together with the correct and complete evidentiary documentation according the Licensing Manual for the Public, and the Securities and Exchange Commission shall complete the
)( other evidentiary documentation as specified in the Licensing Manual for the Public. Clause 5 The application for a license under Clause 3 shall contain at least the following particulars: (1) the
capable of preventing wrongful acts; (2) list of securities for which the applicant has provided services as registrar (if any); (3) other evidentiary documentation as specified in the Licensing Manual for
capable of preventing wrongful acts; (2) list of securities for which the applicant has provided services as registrar (if any); (3) other evidentiary documentation as specified in the Licensing Manual for
date when the SEC Office has received the complete and accurate application together with the evidentiary documentation in accordance with the Licensing Manual for the Public. Clause 8 Any person who
has received the complete and accurate application together with the evidentiary documentation in accordance with the Licensing Manual for the Public. 1 Amended by the Notification of the Office of the