management to prevent the use of securities business for money laundering and financing of terrorism issued by the Securities Industry Associations, which are approved by the Office; (8) “Office” means the
” means guidelines concerning risk management to prevent the use of securities business for money laundering and financing of terrorism issued by the Securities Industry Associations, which are approved by
) of the Notification on Standard Conduct of Business shall include the following characteristics and shall comply with the Notifications of the Associations approved by the SEC Office: (1) supervising
characteristics and shall comply with the Notifications of the Associations approved by the SEC Office: (1) supervising the trading of capital market products by the employees, both for the investment of the
, financial transactions, or links with related parties, as well as through the sources of securities trading orders and their trading behaviors. In this regard, (1) Miss Thunyarat Suksawad, (2) Mr. Kittiphat
economy and we expect improvement in the overall HRC consumption and pricing going forward. Due to continuing engagement by the Steel Associations with the Government Authorities the Anti-Dumping Board
forward. Due to continuing engagement by the Steel Associations with the Government Authorities, the Anti- Dumping Board Committee has resolved to use temporary countermeasure (emergency measure) to collect
. These matters are being taken up by the Steel Associations and with the Government at various levels and the Government are taking steps to address the issues. Significant steps are – • The announcement
] the code of ethics and standards of professional conduct as defined by the associations related to securities business or by organizations in connection with securities business recognized by the SEC
appropriateness of the existing one), the companies should provide the explanations and solutions from such findings. 1 COSO is a joint committee of 5 professional associations including the American Institute of