The SEC Thailand also proposed to be a host country candidate for the IOSCO Annual Conference in 2022 – the year of the SEC Thailand’s 30th Anniversary. The official proposal will be submitted to
, excluding the branch office of [an intermediary which is] financial institutions established under other laws. Clause 4 In this Notification: “intermediary” means a securities company and a derivatives
As part of continuing efforts to support market confidence and business integrity, the OECD has launched in Asia a new set of corporate governance principles that were endorsed at the G20 Finance
List of head of Compliance Please wait... List of head of Compliance No. Company Name Commencement Date Securities Company Asset Management Company Investment Advisory Company Derivatives Brokerage
The Securities and Exchange Commission (SEC) welcomed government officers from the Office of the Administrative Courts (OAC) for a study visit focused on organizational management. These visitors
information without reasonable causes or with unreasonable excuses.The acts of Zipmex and CEO Akalarp were liable to be a failure to comply with the order of the Competent Officer, subject to the offenses and
Bangkok, 23 January 2024 – The Securities and Exchange Commission (SEC) has filed a criminal complaint with the Department of Special Investigation (DSI) against former directors and executives of
Today, Prime Minister and Minister of Finance, Mr. Srettha Thavisin, has presided over the opening of the SEC Strategic Plan seminar and delivered a keynote address on the topic, “Policies and
The Securities and Exchange Commission (SEC), represented by Ms. Archinee Pattamasukhon, Assistant Secretary-General in charge of the Corporate Communication Division, participated in a TikTok