the company’s strategies and policies on the business continuity management (BCM) and the business continuity plan (BCP), including allocation of resources and budgets to relevant units properly, and
management (BCM) and the business continuity plan (BCP), including allocation of resources and budgets to relevant units properly, and shall arrange following up and compliance with the said policies and plans
mutual fund so that such mutual fund obtains benefits in such a manner that does not comply with the fair allocation principle; and (5) a person to whom an offeror of newly issued securities is not allowed
fund obtains benefits in such a manner that does not comply with the fair allocation principle; and (5) a person to whom an offeror of newly issued securities is not allowed to allocate securities under
the deficiencies found at both levels are a result of a few factors, such as shortage of human resource within the profession, improper job assignment, an audit planning that failed to respond to
, Underwriting and Allocation of Newly Issued Securities; (b) in the part relating to underwriter means “ connected person ” in accordance with the Notification of the Securities and Exchange Commission concerning
relating to offeror means “connected person” in accordance with the Notification of the Capital Market Supervisory Board concerning Subscription, Underwriting and Allocation of Newly Issued Securities; (b
means “connected person” in accordance with the Notification of the Capital Market Supervisory Board concerning Subscription, Underwriting and Allocation of Newly Issued Securities; (b) in the part
ควำมพร้อมหรือควำมรู้ในกำรท ำ asset allocation และต้องใช้ระยะเวลำในกำรพัฒนำบุคลำกร รวมทั้งควรมีรูปแบบมำตรฐำนด้วย ควำมเห็นส ำนักงำน – เห็นควรคงหลักกำรไว้ โดยก ำหนดวันบังคับใช้เป็นวันที่ 1 เมษำยน 2559 เพื่อ
กรณีการให้ความรู้เกี่ยวกับ asset allocation เหตุผล หลักเกณฑ์ที่ก าหนดนี้ส าหรับการโฆษณาที่มีการเปรียบเทียบผลการด าเนินงาน ของผลิตภัณฑ์เท่านัน้ โดยมีวัตถุประสงค์เพื่อให้ผู้ลงทุนใช้เป็นข้อมูลประกอบการ