International Banks, the Thai Life Assurance Association, and investment unit selling agents. This is the first time that the single form will be used for opening an investment account for capital market products
The criminal complaint was imposed on two former GGC director and executive, namely (1) Mr.Jirawat Nooritanon, Managing Director at the time of the offense (during 2014 – 2018), and (2) Mr.Wanlop
SEC Secretary-General Ruenvadee Suwanmongkol said: “The auditing context has evolved significantly over time. The SEC thus revises the requirements on approval of auditors in the capital market
basis. The report must contain every securities trading order including non-matched order together with details on sending time, canceling time, number of shares and share prices. Moreover, the statement
variations have caused SEC extra time on processing the data for regulatory use. In addition, the current regulation which requires the operator to submit the report in paper form to SEC has incurred an
license applicants, and to ensure that the licensing process is flexible and in alignment with the numbers of license types and license applicants, as well as the time for developing of the digital asset
/Enforce Criminal Complaint Filed with an Inquiry Official Dated 13/03/2009 Lertviset and Miss Sasithorn Wuthiruengsakul, Asset Million Co., Ltd. (“AMC”) and its two directors at the time, namely Mrs. Wandee
asset values, investment unit values, offering and redemption prices for investment units. (3) The time of more than 1 day in which the mutual fund management company rejects the selling or repurchase of
. The key points of revision are: (1) To increase the amount of damage claim eligible for entering the arbitration process; (2) To adjust the time period for preparation of arbitration request and
asset values, investment unit values, offering and redemption prices for investment units. (3) The time of more than 1 day in which the mutual fund management company rejects the selling or repurchase of