ประเมิน FSAP อาทิเช่น การกำหนดให้คณะกรรมการ CRA มีหน้าที่ในการควบคุมดูแลและบังคับใช้จรรยาบรรณของ CRA ตาม IOSCO standard และการจัดให้มีสายงานบริหารความเสี่ยง (risk management function) เป็นต้น      ข้อมูล

Mr. Jung Kyu Kim Mr. Jung Kyu Kim, a chief operating officer, a former chief financial officer and a former commissioner of Risk Management Committee, who is responsible for the operation of KTBST

://www.sec.or.th/TH/Pages/MARKETDATA/ICO-TOKEN-DIGITAL.aspx Thai Climate-related Risk Management for Asset Managers Thai Climate https://secsearch.sec.or.th/?search=digital+asset+OR+%22digital+asset%22+OR

ทุน (Download) สถิติตลาดทุน (Dashboard)​ ISIN Code​​ SEC API License Check ESG Product Platform​ Climate-related Risk Management for Asset Managers​ ​ ​ ข่าว ก.ล.ต รายงานสรุปภาวะตลาดสินทรัพย์ดิจิทัล

which the clearing house will act as central counter party (CCP) with all members, (2) risk management system, (3) contingency plans, (4) rules governing members, and (4) qualified staff.

turnover ratio lower than 20% will no longer be included on the list since it is not considered as material information for risk management. In calculating P/E ratio of listed companies, SEC will use the

which include preventive measures on conflict of interest, chinese wall as well as risk management; and (7) Have good operating system equipped with qualified staff in place.

of interest prevention, internal control and risk management.  The consultation papers on the regulation on REIT unit issuance and offering and seven associated rules are available on the SEC website

any actions where conflicts of interest may arise, such as soft commission, related party transaction, proprietary trading and staff dealing. In addition, effective risk management system for

benefits from the securities in possession. In any case, securities companies would need to establish efficient control and risk management system.SEC is therefore conducting a public hearing on the