, such transaction shall be suitable for the nature, investment policy and necessity on investment of such mutual fund; (b) Such transaction shall not be purchased or sold investment units between funds
Handbook on ACMF Pass under ASEAN Capital Market Professional Mobility Framework Handbook on ACMF Pass under ASEAN Capital Market Professional Mobility Framework Issued: January 2019 Updated: September 2019 2 Contents 1. Introduction 3 2. Definition 4 3. Guidance on ACMF Pass Framework 3.1 ACMF Pass overview 5 3.2 Permitted activities 6 3.3 Application process 9 3.4 On-going obligation 9 3.5 Monitoring, supervisory and enforcement mechanism 11 3.6 National regulations regarding the approval proc...
procedures under Section 63, issue rules that are of temporary nature, provided however that, the derivatives exchange has complied with the rules as specified in the notification of the Capital Market
procedures under Section 63, issue rules that are of temporary nature, provided however that, the derivatives exchange has complied with the rules as specified in the notification of the Capital Market
Reports on the Observance of Standards and Codes of the World Bank. The Principles themselves are evolutionary in nature and are reviewed in light of significant changes in circumstances in order to
of Baht 0.53 per share. Nature of business operation The Company and its subsidiaries operate 4 core business as follows: 1. Publishing Thai-language News Business Unit Production of Krungthep
nature of avoiding compliance with the provisions under the Law on Securities and Exchange or this Notification; (2) the offering may contradict a public or state policy; (3) the offering may cause a
assessment regarding inherent risk and control risk and he did not identify nature, timing and extent of audit methodologies from different risk levels. Example 8 : The current year summary of uncorrected
format for training can be tailored to meet the requirement and nature of the engagement, e.g. instructor-led, workshop, or on-the-job training; in order to establish the assurance that the audit teams
CRA should disclose the general nature of its compensation arrangements with rated entities, obligors, lead underwriters, or arrangers. a. When the CRA receives from a rated entity, obligor, originator