> Business Operators > Related Forms Regulations SHARE : Detail Content Intermediaries Reporting Requirement Weekly Reports Weekly Report on the Purchase of High Turnover Securities by
2 is allowed to give advice to investors about capital market products with non-complex features and investment units or debt securities with high risks or complexity, e.g., investment units of mutual
develop a comprehensive global baseline of high-quality sustainability disclosure standards to meet investors’ information needs. • Inherited leading investor-focused sustainability disclosure standards
% ABBC, AGIX, AMPL, BNB, CEL, CTXC, GFT, GTC, HEX, HIGH, JASMY, LDO, LTO, NOIA, PHA, RNDR, SURE, TIME, TRB, VGX, WEMIX, YFII 3 50% AVINOC, META, REV, XTN 4 75% XRP 5 100% สินทรัพย์ดิจิทัลที่ไมไ่ด้มีรายชื่อ
enforced by banks, brokers, etc. • Governance by code, not by people – Nobody to hold accountable – Code is not always well-written – Velocity of transactions is very high, e.g., “flash loans” • Reliance on
management company shall pay for the redemption of the investment units in the form of securities or other assets instead of cash to high net-worth investors only. (2) Dissolution of funds in the case of the
) attaining high regulatory standards on par with internationally accepted standards; (2) enhancing efficiency of preventive measures and enforcement mechanisms in response to technology advancement; (3
and sustain investment return from businesses that have high standard of corporate governance and act as good corporate citizen of our society.? Sombat Narawutthichai, GPF Secretary General said that
high risk? Please describe the relevant responses to these risks. A.1 Human Resources Planning: Firm's Reference /Guidance Notes Description 1 Is the firm’s human resource planning in line with the