the standard rule. “SEC views that this support measure is appropriate under the current circumstances and given the fact that completing all training requirements takes time. Thus, SEC expects the
Mr. Natach Klungpremjit with the ECD for further legal action.In any case, filing a criminal complaint is merely the commencement of the criminal justice proceedings. The process of determining whether
complaint against Bybit, Mr. Pohundratanakul and Mr. Klungpremjit with the ECD for further legal action.In any case, filing a criminal complaint is merely the commencement of the criminal justice proceedings
/2560 Re: Rules on Personnel in the Capital Market Business (No. 7) dated 30 August 2017. ** investment consultant for complex products Type 2 is allowed to give investment advice on all types of non
to all sectors, leading the way towards enhanced capabilities and higher potential for all stakeholder groups. As for the SEC organization itself, it is important that the SEC team, as a change agent
SEC is proposing amendment to the guidelines for supervising auditors and audit firms in the Thai capital market to enhance the audit quality oversight of audit firms and promote the development
On 12 March 2020, the CMSB Meeting No. 4/2563, presided by SEC Secretary-General Ruenvadee Suwanmongkol, considered possible guidelines for the AGM holding of property funds, infrastructure funds
Bangkok, March 12, 2013 ? The SEC is seeking public comment on proposed regulatory revisions to increase the numbers of intermediaries for the sale of investment units and investment advisors in the
result of special audit to the SEC by August 30, 2004. DAIDO requested the SEC for the extension of the above deadline, since its auditor needs more time in auditing many documents of the previous
proposal. The drafted regulations specify digital asset custodial wallet provider as a digital asset business which is required to apply for a license, and prescribe provisions on supervision of digital