shareholder’s equity of the securities company. (3) not being incriminated or prosecuted under the criminal lawsuit by an authority in charge by law, and has no records on offences relating to unfair securities
lawsuit by an authority in charge by law, and has no records on offences relating to unfair securities trading, derivatives trading or mismanagement in the manner of deception, frauds or corruption during
of the derivatives broker. (3) not being incriminated or prosecuted under the criminal lawsuit by an authority in charge (by law), and has no records on offences relating to unfair derivatives trading
of the derivatives broker. (3) not being incriminated or prosecuted under the criminal lawsuit by an authority in charge (by law), and has no records on offences relating to unfair derivatives trading
increasing shall be calculated in the shareholder’s equity of the derivatives broker. (3) not being incriminated or prosecuted under the criminal lawsuit by an authority in charge (by law), and has no records
. 2551 (2008) stipulates that the issuance of rules on liquidation of mutual funds is under the authority of the Capital Market Supervisory Board, it is therefore deemed appropriate to issue this
Act (No. 4) B.E. 2551 (2008) stipulates that the issuance of rules on liquidation of mutual funds is under the authority of the Capital Market Supervisory Board, it is therefore deemed appropriate to
Act (No. 4) B.E. 2551 (2008) stipulates that the issuance of rules on liquidation of mutual funds is under the authority of the Capital Market Supervisory Board, it is therefore deemed appropriate to
of rules governing business conduct of licensed derivatives brokers, custody and record keeping of assets of clients and use of assets of clients for seeking benefits is under the authority of the
of clients and use of assets of clients for seeking benefits is under the authority of the Capital Market Supervisory Board, it is therefore deemed appropriate to issue this Notification as a