respectively. SEC Act S.56 and 199 Settlement Committee Meeting No. 13/2014 Settlement Committee Order No. 136/2014 Dated 23/12/2014
/2014 Settlement Committee Order No. 141/2014 Dated 23/12/2014
3 days. DAB Act S.30 Settlement Committee Meeting No. 1/2022 Settlement Committee Order No. 1/2022 Dated 11/01/2022
Settlement Committee Order No. 2/2022 Dated 11/01/2022
submitted the report of the daily net capital (Form Dor Jor.1) to the SEC office later than the specified period. DAB Act S.30 Settlement Committee Meeting No. 1/2022 Settlement Committee Order No. 2/2022
) Settlement Committee Meeting No. 1/2022 Settlement Committee Order No. 1/2022 Dated 11/01/2022
give instruction which is a duty required to be performed. SEC Act S.300 in conjunction with 56(4) Settlement Committee Meeting No. 1/2022 Settlement Committee Order No. 2/2022 Dated 11/01/2022
.56(3) Settlement Committee Meeting No. 1/2022 Settlement Committee Order No. 3/2022 Dated 11/01/2022
not order or did not act in accordance such duty and shall be liable for POMPUI failure to prepare and submit the annual report for the year 2019 (Form 56-2) within the period specified by the
) Settlement Committee Meeting No. 2/2022 Settlement Committee Order No. 15/2022 Dated 28/02/2022