. - If the Institutional Investor does not wish to become an insider of the Investee Company, the Institutional Investor must not request access to non-public price-sensitive information. - If the
auditors’ request. Proposed Adjustment Final Adjustment All Auditor Client Total Adjustment and Net Income Impact (transactions) The results from categorizing the adjustment by net income impact support that
categorized type of the client , the intermediary shall notify the client to acknowledge the result of the client ’s categorization, rights, restrictions and risk level, including right to request for changing
already categorized type of the client, the intermediary shall notify the client to acknowledge the result of the client’s categorization, rights, restrictions and risk level, including right to request for
already categorized type of the client, the intermediary shall notify the client to acknowledge the result of the client’s categorization, rights, restrictions and risk level, including right to request for
provident fund for all transaction including the detailed calculation of the money payable to the fund, unit allocation and value per unit should be made upon request of each member for examination of the
per unit should be made upon request of each member for examination of the correctness of the contribution to the fund by the member. In this regard, the appropriate expenses may be levied within the
. BOT.ForNorSor. (23)c.276/2561 Re: Request for Cooperation from Financial Institutions to Refrain from Making or Being Involved with Cryptocurrency Transactions, dated February 12, 2018. The Bank of Thailand and
Securitization Project. In the case where the applicant intends to request a waiver of the regulations under this Chapter, the applicant shall submit an application for the waiver 2 Amended by the Notification of
Securities and Exchange Commission Independent Audit Inspection Activities Report THE ROAD LEADING TO GROWTH 2013 This report is available for download on the SEC website: www.sec.or.th Contact For more information, please contact us at: Securities and Exchange Commission,Thailand 333/3 Vibhavadi-Rangsit Road, Chomphon, Chatuchak, Bangkok 10900, Thailand Tel : +66 2 263 6082 or +66 2 263 6218 e-mail : oca@sec.or.th Root cause analysis Activities for enhancing audit quality Suggestions on how to...