ought to understand the feature, risks and specific conditions of such capital market products every time before making a decision to invest. After having performed in compliance with the first paragraph
Discussion and Analysis for the Third Quarter ended 30 September 2019 Page 6/22 2. Loan Services The bank has divided the customers into the segments to deeply understand their needs, paid more attention in
understand their needs, paid more attention to building good relationship with all groups of customers and offered integrated financial products and services as to respond to each segment explicitly. The bank
Discussion and Analysis for the Third Quarter ended 30 September 2019 Page 6/22 2. Loan Services The bank has divided the customers into the segments to deeply understand their needs, paid more attention in
have access to the internet are at a disadvantage to those that do. Access is just the first step but helping them understand how to use the tool for their development and education in a safe manner is
information related to provision of services as a derivatives clearing house sufficiently to the extent that members or their clients, or any involved persons understand risks from use of the services, and
investors to understand the fee calculation method of the fund which may be used for making an appropriate investment decision. 4. Ongoing disclosure and reporting requirements Equivalent Thai rules and
Investment Tools, Financial Information Analysis และ Overview of Financial Market & Regulators อยางไรก็ดี เนื่องจากในการอบรมตออายุทะเบียนหรือดํารงสถานภาพในปจจุบัน ผูติดตอ จะใชเวลาในการอบรมเพียง 9 ชั่วโมง
Auditor Oversight” เพื่อใหประเทศสมาชิกนําไปเปนแนวทางในการถือปฏิบัติ รวมทั้ง ไดมีการจัดตั้ง International Forum of Independent Audit Regulators (“IFIAR”) ขึ้นในป 2549 ซ่ึงมีสถานะเปนองคกร ความรวมมือ
been elapsed for 3 years as from the date when the court has sentenced thereof; (5) having been considered by the regulator of financial institution or other authorized regulators, regardless of local or