Bangkok, June 26, 2014 - The SEC suspended {A}, a former securities investment consultant of Capital Nomura Securities PLC., for trading securities on behalf of client. Following the report of
financial markets. Monthly disclosure should include at least the following information:1. Mutual funds holding securities directly: Top five securities held (for balanced funds, equity and debt separately
significantly impact several parties involved, the SEC will organize a seminar to provide clarification on the rationale and principles of securities law amendment for such purpose, covering the following areas:1
and recommendations on the following matters:1.Types of capital market transactions in which trust formation is allowed, so as to prevent improper use of trust as a means to hold assets in a manner that
Bangkok, September 16, 2008 ? Following the Stock Exchange of Thailand?s steep fall today due to investors? concerns over troubled US financial industry, the SEC would like to inform that the failure
Bangkok, March 9, 2011 - Following online news on statement of former Deputy Finance Minister, Pichai Naripthaphan, now a member of Pheu Thai Party?s working group on economic, he requested the SEC
Bangkok, May 27, 2011- Following news on a press conference by executive of Thoresen Thai Agency Plc., (TTA), stating that a group of investors who claimed to hold 30% stake in TTA approached and
display the following information in both Thai and English: (1) market overview, statistics of the offering value of ESG bonds, and the value of assets under the management of sustainable and responsible
, consisting of the following: 1. Statistical information of IPO shares, e.g., the first trading day, financial advisor (FA), underwriter (UW), comparison of IPO prices and its aftermarket prices in different
the TIA in the following projects, (1) Annual General/Extraordinary Shareholders’ Meeting Assessment Project and (2) Annual General/Extraordinary Meeting Assessment Project for (2.1) unitholders of