already prepared at least the following operating systems: (1) a security system to protect clients’ information, particularly their trading information, which restricts access to such information on a need
provision of a statement that in addition to the duties prescribed in the appointment contract, the mutual fund supervisor has the legal obligation to protect the interest of the unit holders. (5) Questions
any other event in which such rejection or suspension is necessary in order to protect unitholders’ interest; or (3) the mutual fund makes investment in securities or assets in a foreign country and any
: The company will adjust the exercise price and exercise ratio. When one of the following events occurs The objective is to protect the benefits of the Warrant Holders not to be inferior 1. When there is
create an advantage over other shareholders or give inappropriately more benefits than other shareholders; 2. being unlikely to be able to protect shareholders’ rights by allowing any person to receive
environmental impacts of different investments and protect investors from greenwashing, put pressure on companies to become climate aligned and steer investment towards more sustainable initiatives. It must be
water stressed areas. A Water Management Plan is in place that addresses relevant risks and includes concrete measures to protect ground water or local water bodies. Genetic diversity management Species
members. Clause 29 To preserve the public interest and to protect investors, a derivatives clearing house shall disclose information about derivatives clearing and settlement, its members, breaches
parties significantly; (3)4 the audit firm can rectify the audit quality control system to be in compliance with Clause 11(1) within the period notified by the SEC Office. Clause 27/25 To protect public
) นับบุคลากรประจำของบริษัทท่านเท่านั้น ไม่นับบุคลากรจากบริษัทแม่ หรือบุคลากรประเภท outsource/contract/3rd party (2) นับเฉพาะเจ้าหน้าที่ซึ่งรับผิดชอบงานด้าน IT Security/Cybersecurity (Protect and Defend