arrangers - Investors' Choice for primary issues - Corporate bonds - THB (อันดับ 1) รางวลั Top arrangers - Investors' Choice for primary issues - Government bonds - THB (อันดับ 2) รางวลั Top Sellside firms in
also includes the Office of the Securities and Exchange Commission and the Capital Market Advisory Board. The SEC has primary responsibility for the governance of listed companies The Thai IoD has been a
Secretary-General ]7 . . . . . . . . Mission and Goals The SEC has been founded on May 16, 1992 upon the promulgation of the Securities and Exchange Act B.E. 2535 (1992) (the SEC Act) with the primary
, resulting in robust economic outlook. Transactions in both primary and secondary markets in 2003 were very active. Total value of shares offerings was 132,248 million baht, 20,832 million baht of which were
to select proper investment policy. In case of the result of assessment showing that the client is inappropriate to invest in or enter into a transaction of capital market products , the intermediary
usefulness and necessity of assessment relating to suitability for investment in order that the member would be able to select proper investment policy. In case of the result of assessment showing that the
usefulness and necessity of assessment relating to suitability for investment in order that the member would be able to select proper investment policy. In case of the result of assessment showing that the
receiving document and notifying the fund committee in order to determine the completeness of the document used for the calculation in the next trade date (c) Having document/information showing that the
the calculation in the next trade date (c) Having document/information showing that the increase or reduction of unit for member is correct and conform with rules notified by the Office or other
prospectus shall be provided showing the issuer's, or if the issuer is the holding company of a group, the group’s capitalization on an actual basis and, if applicable, as adjusted to reflect the sale of new