, 2013. However, the financial statements were later submitted to the SET and the SEC Office on September 13, and 17, 2013 respectively. SEC Act S.56 and 199 Settlement Committee Meeting No. 6/2013

failure to give instruction which is a duty required to be performed. SEC Act S.300 in conjunction with 56(2) Settlement Committee Meeting No. 2/2021 Settlement Committee Order No. 13/2021 Dated 09/06

(4) Settlement Committee Meeting No. 3/2021 Settlement Committee Order No. 22/2021 Dated 21/07/2021

instruction or the failure to give instruction which is a duty required to be performed. SEC Act S.300 Settlement Committee Meeting No. 4/2021 Settlement Committee Order No. 28/2021 Dated 18/08/2021

instruction or the failure to give instruction which is a duty required to be performed. SEC Act S.300 in conjunction with 56(4) Settlement Committee Meeting No. 2/2021 Settlement Committee Order No. 13/2021

within the period specified by the notification of the Capital Market Supervisory Board. SEC Act S.56(4) Settlement Committee Meeting No. 4/2021 Settlement Committee Order No. 29/2021 Dated 18/08/2021

Continuity system in order to be able to provide services to a client and offer for sale of investment units. SEC Act S.113 Settlement Committee Meeting No. 5/2021 Settlement Committee Order No. 40/2021

failure to give instruction which is a duty required to be performed. SEC Act S.300 in conjunction with 56(3) Settlement Committee Meeting No. 2/2021 Settlement Committee Order No. 13/2021 Dated 09/06

) Settlement Committee Meeting No. 3/2021 Settlement Committee Order No. 22/2021 Dated 21/07/2021

failure to give instruction which is a duty required to be performed. SEC Act S.300 in conjunction with 56(1) Settlement Committee Meeting No. 2/2021 Settlement Committee Order No. 13/2021 Dated 09/06