development of all-sector participation, both public and private. The cooperation under the MOAs includes monitoring and oversight of listed companies, issuing companies and regulated agencies under the SEC
director or executive position at any issuing and listed companies* for two years and one year, respectively. ___________________________ *Notification of the Securities and Exchange Commission No. Kor
, foreign issuers issuing baht bonds must seek approval from the SEC in accordance with the specified criteria, such as qualifications of foreign issuers, requirements on financial advisors and intermediaries
, foreign issuers issuing baht bonds must seek approval from the SEC in accordance with the specified criteria, such as qualifications of foreign issuers, requirements on financial advisors and intermediaries
issuing bonds to raise fund. The project also aims to encourage those businesses to consider the capital market as a useful channel for fund raising and cost restructuring while fee discount will be offered
จำกัด (สิงคโปร์) จัดอบรม หัวข้อ “SEC Boot Camp: Your Practical Guide to Issuing Green Bonds” โดยมี Mr. Gilles Pascual, Programme Director of EY Corporate Services, Ms. Ivy Lau, Project Manager for
, such as, the first-time stock sale for the public or the Initial Public Offering (IPO), the issuing and sale of various types debentures and bonds, the method of fund-raising via crowdfunding, as well
director of any issuing and listed company. In any case, filing a criminal complaint commences the criminal justice administration whereby the consideration whether a defendant is guilty will be proceeded by
, as part of the charge.The prosecution has resulted in the aforesaid persons unqualified for holding the positions of director or executive of any issuing or listed company while they are under legal
characteristics of director and executive at any issuing or listed company for a period up to 3 years to be specified by the SEC.In case of Ornsiri, her assistance to Assavin?s insider trading was an offence under