TRANSLATED VERSION As of August 27, 2014 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. 37 Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries _____________________________ By virtue of Section 16/6 and Section 113 of the Sec...

further proceed to cancel those Warrants. 3. The Board of Directors or the Executive Committee or the person(s) entrusted by the Board of Directors or the Executive Committee shall be empowered 3.1 To

retail trust may proceed as follows; (1) if an offering will be made together with the conversion, an application shall be filed pursuant to the requirements for the offering of retail trust units; (2) if

concerning the acquisition of an infrastructure asset shall be furnished with the following contents; (1) the trust manager shall, prior to any such acquisition, proceed with the followings; (a) conduct a due

under Paragraph 1 is translated from any language, the offeror shall proceed as follows: (1) certify that the substance of the translated information has truly occurred or is in existence, and that there

of conflicts with other laws when applying trust for transactions in the capital market, it shall proceed as follows: (1) in cases where a trustee prepares an account of property and segregate the

notification under Section 58; (4) fail to meet the conditions under Section 56. SECTION 61 In avoidance of conflicts with other laws when applying trust for transactions in the capital market, it shall proceed

avoidance of conflicts with other laws when applying trust for transactions in the capital market, it shall proceed as follows: (1) in cases where a trustee prepares an account of property and segregate the

end, the market must have strong fundamentals in that transactions in the market must proceed with efficiency and fairness through intermediaries that provide quality services, and that users of the

capital market to be an important source of funding for the business sector, both large companies and small and medium-sized enterprises – the SEC plans to proceed with several initiatives according to the