Mr. Teh Cheng Huat Mr. Teh Cheng Huat (or Cheng Huat Teh) operated securities business without obtaining license from the SEC, in violation of the Securities and Exchange Act B.E. 2535 (1992
Mr. Cheng-Yung Lin Mr. Cheng-Yung Lin, Independent Director of Hwa Fong Rubber (Thailand) Public Company Limited has changed his securities holding. In this regard, Mr. Cheng-Yung Lin has the duty to
Management Name : Mr ADRIAN LEE CHYE CHENG | Type of securities : Common share | Methods of Acquisition / Disposition : Buy | Transaction Date : 26/12/2017
Management Name : Mr ADRIAN LEE CHYE CHENG | Type of securities : Common share | Methods of Acquisition / Disposition : Buy | Transaction Date : 08/01/2018
Management Name : Mr ADRIAN LEE CHYE CHENG | Type of securities : Common share | Methods of Acquisition / Disposition : Buy | Transaction Date : 09/02/2018
Management Name : Mr CHUA CHENG KHUAN | Type of securities : Common share | Methods of Acquisition / Disposition : Sell | Transaction Date : 29/08/2016
Management Name : Mr CHUA CHENG KHUAN | Type of securities : Common share | Methods of Acquisition / Disposition : Sell | Transaction Date : 30/08/2016
Mr. Cheng Jia Mr. Cheng Jia colluded with other alleged offenders in operating securities businesses of investment advisory without obtaining license from the SEC, in violation of the Securities and
นายเฉิง เจีย นายเฉิง เจีย (CHENG JIA) ร่วมกับผู้ถูกกล่าวโทษรายอื่นประกอบธุรกิจการเป็นที่ปรึกษาการลงทุนในหลักทรัพย์ โดยไม่ได้รับอนุญาตตามมาตรา 90 แห่งพระราชบัญญัติหลักทรัพย์และตลาดหลักทรัพย์ พ.ศ. 2535
derivatives business; and (2) S D Global, Seandar Inc. (or Seandar), Huang Young Lin, Tang Tia Julien, and Teh Cheng Huat for operating unlicensed securities business.The compliant resulted from several reports