Earlier, the Civil Sanction Committee had resolved to impose a civil sanction on the three offenders who were subject to pay a separate civil penalty and compensate for the benefits that should have
Earlier, the Civil Sanction Committee had resolved to impose a civil sanction on the three offenders who were subject to pay a separate civil penalty and compensate for the benefits that should
about the real market of ACD shares. The acts of the offenders violated Section 241(1) and subject to the penalties under Section 296 of the Securities and Exchange Act B.E. 2535 (SEA) in conjunction
which harsh punishment could be imposed and there are reasonable grounds to believe that the offenders would remove or dispose of their properties, the SEC, by virtue of the first paragraph of Section 267
then the legal actions would be brought against the wrongdoers. Meanwhile, the SEC has official letters sent to each of the company?s directors and audit committee members to reiterate that it is their
Devere & Partners (Thailand) Ltd. Devere & Partners (Thailand) Ltd. colluded with other alleged offenders in operating securities businesses of investment advisory without obtaining license
Mr. Fredrick Ian McIntyre Mr. Fredrick Ian McIntyre colluded with other alleged offenders in operating securities businesses of investment advisory without obtaining license from the SEC, in
Mr. Apimuk Bamrungwong On 10 November 2022, Mr. Apimuk Bamrungwong colluded with 17 offenders, to manipulate the stock price of More Return Public Company (MORE) causing the price and the volume of
Mr. Akapat Phornprapha On 10 November 2022, Mr. Akapat Phornprapha colluded with 17 offenders, to manipulate the stock price of More Return Public Company (MORE) causing the price and the volume of
Mr. Atipat Phornprapha On 10 November 2022, Mr. Atipat Phornprapha colluded with 17 offenders, to manipulate the stock price of More Return Public Company (MORE) causing the price and the volume of