period of 12-31 months (as the case may be)*. However, as they all refused to comply with the civil sanctions specified by the CSC, the SEC has sent a written request to the public prosecutor to file a
Q4/2012 net loss of 403.75 million baht, respectively, due to cash received from written-off foreign accounts receivable and disposal of non-operating land. Usavadee and Perayuth facilitated Swake?s
clients who were his friends, while {A} took such orders without any written authorization from those 12 clients.{A}'s action was deemed failure to perform duties with responsibility and due care as the
sales of written-off receivables were 320 million baht, collection service income was 156 million baht, commission income was 499 million baht and others of 183 million baht. The increasing of other
quarter of 2020, the amount of collection increased. With the collection amount from bad debt written off, this is recorded as income 26.4 million baht. The overall NPL Ratio of the company is 7.79 as of Q2
management company and a mutual fund under its management may be executed only when necessary and appropriate, and upon written approval of the mutual fund supervisor prior to entering into such transaction
mutual fund management company and a mutual fund under its management may be executed only when necessary and appropriate, and upon written approval of the mutual fund supervisor prior to entering into
written investment governance policy, (4) making informed investment decisions and monitoring investee companies regularly, (5) escalating monitoring of and engagement with the investee companies in case of
in Securities Business. 1.2 Order collecting process. 1.3 Rectification and amendment of orders recorded in error, for instance timeframe, procedures and the person so assigned. 1.4 Verification of
Rectification and amendment of orders recorded in error, for instance timeframe, procedures and the person so assigned. 1.4 Verification of clients’ order for accuracy and completeness disbursement 1.5 Control of