persons related to the issuer or II or HNW. - If the offering is made to HNW who is not a person related to the issuer, it shall be made through intermediaries. - The approval will be granted upon the
sanctions, the SEC will notify the public prosecutor in writing for filing the case with the Civil Court to seek a civil sanction with a maximum penalty as prescribed by law which shall not be lower than
Purpose Juristic Persons for Securitization B.E. 2540 Section 2. This Emergency Decree shall come into force on the date following the date of its publication in the Government Gazette. Section 3.2 In this
called “Emergency Decree on Special Purpose Juristic Persons for Securitization B.E. 2540 Section 2. This Emergency Decree shall come into force on the date following the date of its publication in the
1 Organizational Structure, Operating System and Operational Control Clause 2 In undertaking the derivatives business, a derivatives dealer shall set up organizational structure, operating systems and
Organizational Structure, Operating System and Operational Control Clause 2 In undertaking the derivatives business, a derivatives dealer shall set up organizational structure, operating systems and operational
that the derivatives fund manager will appropriately manage the investments for investors to protect and maintain the best interest of investors under acceptable risk exposure, it is necessary that the
will invest in derivatives issued by any issuer or traded in any derivatives exchange which is not under the supervision of the Office, the Office shall have power to specify types of derivatives